Investor Risk Factors
Last Updated: 1/2026
The following is a summary of certain risk factors associated with investment activities related to SEER1 (“SEER1,” “we,” “our”). It is not exhaustive and does not constitute investment, legal, or tax advice. Any actual investment opportunity will be governed solely by the applicable definitive offering documents.
1. No Offer or Solicitation
Nothing on this website or in this document constitutes an offer to sell or the solicitation of an offer to buy any securities. Any such offer or solicitation will be made only pursuant to confidential offering materials and only in jurisdictions where permitted by law.
2. Market Risk
Investments are subject to general market risk, including equity, credit, interest rate, commodity, currency, geopolitical, and macroeconomic risks. Adverse market movements can result in substantial or total loss of capital.
3. Strategy & Model Risk
SEER1 may employ systematic, quantitative, or discretionary strategies that rely on models, algorithms, and data inputs. Models may be based on assumptions that prove inaccurate or incomplete, and changes in market structure or regulation may render models less effective or obsolete.
4. Liquidity Risk
Certain strategies or instruments may be thinly traded, subject to lock-ups, withdrawal restrictions, or gating. In stressed markets, liquidity may deteriorate sharply, and positions may not be exited at desired times or prices.
5. Leverage & Financing Risk
Use of leverage can magnify both gains and losses. Changes in margin requirements, financing costs, or the availability of leverage may lead to forced liquidations, adverse pricing, or inability to sustain positions.
6. Counterparty & Custody Risk
Exposure to brokers, banks, exchanges, and other counterparties involves the risk of default, insolvency, operational failure, or fraud. The failure of a counterparty or custodian may lead to delays, losses, or unrecoverable assets.
7. Operational & Cybersecurity Risk
SEER1 depends on technology, people, and third-party providers. Operational failures, human errors, system outages, data corruption, or cybersecurity incidents (including hacking, ransomware, or data breaches) may impair operations and cause financial or reputational damage.
8. Regulatory & Legal Risk
Investment activities are subject to evolving laws and regulations, including securities, derivatives, tax, AML/CTF, sanctions, and reporting rules. Regulatory changes or enforcement actions may restrict strategies, increase costs, or result in fines or penalties.
9. Concentration & Correlation Risk
Portfolios may be exposed to concentrated positions, sectors, regions, or factors. During periods of stress, correlations between positions may increase, reducing diversification benefits and amplifying losses.
10. Valuation Risk
Some positions may be difficult to value and rely on models, indicative quotes, or third-party pricing. There is no guarantee that such values can be realized upon sale or liquidation.
11. Conflicts of Interest
Potential conflicts of interest may arise among SEER1, its affiliates, principals, employees, and investors. While SEER1 seeks to identify and manage conflicts through policies and procedures, there can be no assurance that all conflicts will be resolved in favor of any particular investor.
12. Tax Risk
Tax treatment depends on each investor’s specific circumstances and jurisdiction, and may change without notice. Investors are solely responsible for consulting their own tax advisors regarding the tax consequences of any investment.
13. No Assurance of Performance
There is no guarantee that SEER1 will achieve its investment objectives or that investors will receive any return of capital. Past performance is not indicative of, and provides no guarantee of, future results.
14. Suitability
Investments associated with SEER1 are intended only for investors who can bear a high degree of risk, including the risk of losing their entire investment. Prospective investors should conduct independent due diligence and consult their own advisers before making any investment decision.